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- ESG Disclosures for Investment Advisers and Investment Companies are proposed amendments to rules and disclosure forms by the Securities and Exchange Commission1. The aim is to promote consistent, comparable, and reliable information for investors1about how funds and advisers incorporate environmental, social, and governance factors in their investment processes. The disclosures would be required in the fund prospectus for a registered investment company or in the Brochure (Form ADV Part 2A) for a registered investment adviser2.Learn more:✕This summary was generated using AI based on multiple online sources. To view the original source information, use the "Learn more" links.ESG Disclosures for Investment Advisers and Investment Companies The Securities and Exchange Commission proposed amendments to rules and disclosure forms to promote consistent, comparable, and reliable information for investors concerning funds’ and advisers’ incorporation of environmental, social, and governance (“ESG”) factors.www.sec.gov/files/ia-6034-fact-sheet.pdfUnder the Proposed ESG Disclosure Rules, registered investment companies and registered investment advisers that employ ESG strategies in their investment processes would be required to make ESG disclosures either in the fund prospectus for a registered investment company or in the Brochure (Form ADV Part 2A) for a registered investment adviser.www.goodwinlaw.com/en/insights/publications/202…
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